Publication Type

Journal Article

Version

submittedVersion

Publication Date

4-2013

Abstract

This paper studies the “confidential holdings” of institutional investors, especially hedge funds, where the quarter-end equity holdings are disclosed with a delay through amendments to Form 13F and are usually excluded from the standard databases. Funds managing large risky portfolios with nonconventional strategies seek confidentiality more frequently. Stocks in these holdings are disproportionately associated with information-sensitive events or share characteristics indicating greater information asymmetry. Confidential holdings exhibit superior performance up to 12 months, and tend to take longer to build. Together the evidence supports private information and the associated price impact as the dominant motives for confidentiality.

Keywords

Hedge Funds, Confidential holdings, 13F Filing

Discipline

Finance and Financial Management | Portfolio and Security Analysis

Research Areas

Finance

Publication

Journal of Finance

Volume

68

Issue

2

First Page

739

Last Page

783

ISSN

1540-6261

Identifier

10.1111/jofi.12012

Publisher

Wiley

Additional URL

https://doi.org/10.1111/jofi.12012

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