COB regulation of financial advisers
Publication Type
Book Chapter
Publication Date
2-2019
Abstract
This chapter deals with the conduct of business regulation of financial advisers in Singapore. It covers the law as well as the regulatory framework on the subject.
Keywords
Financial advisers, COB regulation, Singapore
Discipline
Asian Studies | Banking and Finance Law | Finance and Financial Management
Research Areas
Corporate, Finance and Securities Law
Publication
Financial services law and regulation
Editor
Dora Neo, Hans Tjio, & Lan Lu Lu
ISBN
9789811404429
Publisher
Academy Publishing
City or Country
Singapore
Citation
LOW, Kee Yang.
COB regulation of financial advisers. (2019). Financial services law and regulation.
Available at: https://ink.library.smu.edu.sg/sol_research/3103
Additional URL
https://worldcat.org/isbn/9789811404429
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