COB regulation of financial advisers

Publication Type

Book Chapter

Publication Date

2-2019

Abstract

This chapter deals with the conduct of business regulation of financial advisers in Singapore. It covers the law as well as the regulatory framework on the subject.

Keywords

Financial advisers, COB regulation, Singapore

Discipline

Asian Studies | Banking and Finance Law | Finance and Financial Management

Research Areas

Corporate, Finance and Securities Law

Publication

Financial services law and regulation

Editor

Dora Neo, Hans Tjio, & Lan Lu Lu

ISBN

9789811404429

Publisher

Academy Publishing

City or Country

Singapore

Additional URL

https://worldcat.org/isbn/9789811404429

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