Publication Type

PhD Dissertation

Version

publishedVersion

Publication Date

6-2022

Abstract

As secondary stock markets often overestimate corporate value, many Chinese entrepreneurs seek to achieve their wealth targets by going public. However, some companies in China do not want to go public. This paper utilises multi-case research methods to develop theories about which factors lead to corporate reluctance to go public. Case studies show that compared with entrepreneurs with lower shareholdings, entrepreneurs with higher shareholdings have stronger long-term orientations and a greater desire for control and are more reluctant to go public. Industry characteristics affect entrepreneurs’ long-term orientation, desire for control, and early listing experience, thus influencing their listing decision-making. Empirical tests were also performed on data from the Seventh China Private Enterprise Survey, which was conducted in 2006. The results show that there are differences between industries regarding enterprises’ decisions not to list, and that entrepreneurs with higher shareholding ratios are more reluctant to go public than entrepreneurs with lower shareholding ratios. However, the results also show that the current shareholding ratio of entrepreneurs does not have a significant impact on their listing decision. This study expands theory on why entrepreneurs are unwilling to list and has significant practical value. The securities market has the task of discovering high-quality enterprises. However, the entrepreneurs of some excellent enterprises may decide not to go public for fear of losing control or developing a short-term orientation after listing. To this end, China’s securities market policymakers should optimise institutional links, reduce the possibility of short-term behaviour in the securities market, and reduce entrepreneurs’ concerns about listing by reforming the ‘same rights for same shares’ system.

Keywords

industry characteristics, long-term orientation, desire for control, previous experience, go public, IPOs, Chinese entrepreneurs, China

Degree Awarded

Doctor of Bus Admin (CKGSB)

Discipline

Asian Studies | Business Administration, Management, and Operations | Entrepreneurial and Small Business Operations

Supervisor(s)

TU, Jun

Publisher

Singapore Management University

City or Country

Singapore

Copyright Owner and License

Author

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